Acorn Asset Management LLC

300 Witherspoon Street, Suite 201, Princeton, NJ 08542

Privacy Policy

Effective Date: June 1, 2026
Acorn Asset Management LLC ('Acorn') is a registered investment adviser that provides investment advisory services.

This document is intended to inform clients, prospective clients, and website visitors of our policies concerning the collection, use, sharing, and disclosure of Personal Information of anyone using our services.

The Personal Information collected by the firm is used to assist Acorn in providing investment advisory services. The firm will not use or share your information with anyone except as described in this Privacy Policy.

When you are no longer our client, we continue to share your information as described in this notice.

Acorn maintains physical, electronic, and procedural safeguards designed to protect your personal information from unauthorized access and use.

Information Collection and Use

Acorn may require you to provide the firm with certain personally identifiable information, including, but not limited to, your name, phone number, and postal address. This information is used to contact or identify you.

For business purposes—such as to process your transactions, maintain your account(s), or respond to court orders and legal investigations—the firm may collect, track, and share Social Security numbers, Tax IDs, income, account balances, and information about your assets, liabilities, and debts.

We do not disclose nonpublic personal information except as permitted or required by law and as necessary to provide advisory services.

Log Data

When you visit our company website, the firm will collect information that your browser sends to us called Log Data. This Log Data may include your IP address, browser version, pages visited, time and date of your visit, time spent on those pages, and other statistics.

Cookies

Cookies are files with a small amount of data commonly used as anonymous identifiers. Acorn’s website uses cookies to collect information and improve our services.

Third Parties

Acorn may share information with third-party companies and individuals to facilitate advisory services, perform operational-related services, and comply with legal and regulatory requirements.

We may share information with custodians, broker-dealers, technology providers, compliance consultants, account aggregation providers, and other service providers necessary to deliver advisory services.

We do not share your nonpublic personal information with nonaffiliated third parties for their own marketing, and we do not share it for any purpose that would give you the right to opt out. We also do not share your information with our affiliates for their marketing purposes. Because of this, you do not need to take any action to limit our sharing.

Use of Artificial Intelligence in Business Operations

We may utilize artificial intelligence (AI) technologies to support and enhance our business operations, including client communication, document analysis, compliance monitoring, and internal process automation.

AI systems used by our firm do not replace human oversight and are subject to confidentiality and security controls to safeguard client data.

Any third-party AI service providers utilized by the firm are subject to contractual confidentiality and data protection obligations.

We do not use AI to make autonomous investment decisions or to share personal information with third parties without your consent, except as permitted or required by law.

Data Retention

We retain client records for the periods required under applicable federal and state securities laws and regulations.

Links to Other Sites

Our website may contain links to other sites that we do not operate. We encourage users to review the privacy policies of any third-party sites visited.

Data Security Incidents

In the event of a data security incident involving personal information, we will comply with applicable federal and state notification requirements.

Changes to This Privacy Policy

Acorn may update this Privacy Policy at any time and will notify users by posting the updated policy on its website.

Contact Us

Acorn Asset Management LLC
300 Witherspoon Street, Suite 201
Princeton, NJ 08542
609-455-1223
clientcare@acornassetmanagement.com